Securities regulation / Alan R. Palmiter, Howard L. Oleck Professor of Business Law, Wake Forest University.
Material type: TextSeries: Examples & explanationsPublisher: New York : Wolters Kluwer Legal & Regulatory U.S. 2017Edition: 7th editionDescription: pages cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9781454881308Subject(s): Securities -- United StatesDDC classification: 346.73/0922 LOC classification: KF1440 | .P25 2017
Contents:
Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from securities act registration Securities act liability Secondary and other postoffering distributions Securities exchange act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities.
Item type | Current library | Home library | Shelving location | Class number | Status | Date due | Barcode | Item reservations | |
---|---|---|---|---|---|---|---|---|---|
Book | Paul Hamlyn Library | Paul Hamlyn Library | Floor 1 | 349.67 PAL (Browse shelf(Opens below)) | Available | 06502822 | |||
Reference book | Paul Hamlyn Library | Paul Hamlyn Library | Floor 1 | 349.67 PAL (Browse shelf(Opens below)) | Not for loan | 06502814 |
Total reservations: 0
Browsing Paul Hamlyn Library shelves, Shelving location: Floor 1 Close shelf browser (Hides shelf browser)
349.6407 TIL Consumer and commercial law / | 349.6407 TIL Consumer and commercial law / | 349.67 PAL Securities regulation / | 349.67 PAL Securities regulation / | 349.6730482 BAR Music law in the digital age : copyright essentials for today's music business / | 349.6730482 BAR Music law in the digital age : copyright essentials for today's music business / | 349.6730482 BAR Music law in the digital age : copyright essentials for today's music business / |
Includes bibliographical references and index.
Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from securities act registration Securities act liability Secondary and other postoffering distributions Securities exchange act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities.
There are no comments on this title.
Log in to your account to post a comment.