Securities regulation /

Palmiter, Alan R.,

Securities regulation / Alan R. Palmiter, Howard L. Oleck Professor of Business Law, Wake Forest University. - 7th edition. - pages cm - Examples & explanations .

Includes bibliographical references and index.

Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from securities act registration Securities act liability Secondary and other postoffering distributions Securities exchange act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities.

9781454881308

2017010912


Securities--United States.

KF1440 / .P25 2017

346.73/0922