Palmiter, Alan R.

Securities regulation / Alan R. Palmiter, Howard L. Oleck Professor of Business Law, Wake Forest University. - 6th edition. - xxv, 656 pages ; 26 cm. - Examples & explanations .

Includes index.

Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from Securities Act registration Securities Act liability Secondary and other postoffering distributions Securities Exchange Act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities transactions.

9781454833925 (pbk.) 1454833920 (pbk.)

2014006029


Securities--United States.

KF1440 / .P25 2014

346.73/0922