Securities regulation / Alan R. Palmiter, Howard L. Oleck Professor of Business Law, Wake Forest University.
Material type:
TextSeries: Examples & explanationsPublisher: New York : Wolters Kluwer Law & Business, [2014]Edition: 6th editionDescription: xxv, 656 pages ; 26 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9781454833925 (pbk.); 1454833920 (pbk.)Subject(s): Securities -- United StatesDDC classification: 346.73/0922 LOC classification: KF1440 | .P25 2014
Contents:
Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from Securities Act registration Securities Act liability Secondary and other postoffering distributions Securities Exchange Act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities transactions.
| Item type | Current library | Home library | Shelving location | Class number | Status | Date due | Barcode | Item reservations | |
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Paul Hamlyn Library | Paul Hamlyn Library | Floor 1 | 349.6730922 PAL (Browse shelf(Opens below)) | Available | 06183999 | |||
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Paul Hamlyn Library | Paul Hamlyn Library | Floor 1 | 349.6730922 PAL (Browse shelf(Opens below)) | Available | 06184006 |
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| 349.6730922 COX Securities regulation : cases and materials / | 349.6730922 COX Securities regulation : cases and materials / | 349.6730922 PAL Securities regulation / | 349.6730922 PAL Securities regulation / | 349.694048 EME Emerging challenges in intellectual property / | 349.694048 EME Emerging challenges in intellectual property / | 349.70140922 HUT Laughing at the gods : great judges and how they made the common law / |
Includes index.
Introduction to securities markets and regulation Definition of security Materiality Registration of securities offerings Exemptions from Securities Act registration Securities Act liability Secondary and other postoffering distributions Securities Exchange Act of 1934 Rule 10b-5 Insider trading Regulation of securities industry Public enforcement U.S. regulation of cross-border securities transactions.
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